procedures for proof of guilt committed by a group of persons which is usually the case with market manipulation;      1.4 Supervision of exchange-based trading to maintain continuity and reliability of the

, 2016.In the case of Panita, she committed wrongful acts against clients? assets by using the client?s trading account to trade securities for her own personal gains or others? and making investment

to develop the DIF towards becoming a significant digital infrastructure for the Thai capital market, the ThaiBMA is committed to further developing the Thai bond market to grow sustainably in the

) said ?The PPPK is committed to support the improvement in audit quality. We believe a reduction in inspection findings will contribute towards greater public trust in financial statements.  As a regional

Analysts Association, the Thai Bond Market Association, the Association of Provident Funds and the SEC.   The SEC, the 12 participating organizations and the TRBN are committed to continuing the joint

bank, committed wrongful acts against the investor’s assets by using the investor’s subscription money for mutual fund investments for her own interest without executing the subscription transactions

Thailand is committed to building forward better in a post-pandemic world that has been exacerbated by the global shock in food supply caused by the war in Ukraine and the ongoing climate crisis

assets of $1.3 trillion committed to action on the SDGs and climate.”Mr. James Robertson, Head of Asia (ex-China & Japan), PRI, said: “The PRI has been deeply encouraged by the strong growth in adoption

bank, committed wrongful acts against investors’ assets by accepting the investors’ subscription money for mutual fund investments during off-business hours but not executing the subscription

Ministry of Finance as public revenue. ________________________Remark:* Applicable only to the offenders who have committed other offenses and being within the period where the SEC may consider the