to Seek Compensation ■ Amendment to the Regulations Relating to Rights of Shareholders in Public Offering of Securities G OA L 3 Promote Integrity of the Market, Intermediaries, and All Other Related

of market integrity and investor protection by raising professional work standards and capabilities of both entities and individuals involved with various functions of our capital market such as

and integrity to enforce these standards actively and even-handedly; and oversee the effectiveness of the accounting and audit professionals. Priority 4: Board performance needs to be improved by

(Strengthen Effective Risk Management and Internal Control) สารบัญ หน้า หลักปฏิบัติ 7 รักษาความนา่เชื่อถือทางการเงินและการเปิดเผยข้อมูล (Ensure Disclosure and Financial Integrity) หลักปฏิบัติ 8 สนับสนุนการมี

Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Issued: January 2019 Updated: September 2019 2 Contents 1. Introduction 3 2. Definition 4 3. Guidance on ACMF Pass Framework 3.1 ACMF Pass overview 5 3.2 Permitted activities 6 3.3 Application process 9 3.4 On-going obligation 9 3.5 Monitoring, supervisory and enforcement mechanism 11 3.6 National regulations regarding the approval proc...

driving forces that help advancing Thai economy towards a stable and sustainable growth but to propel it forward requires considerable collaborative efforts from all stakeholders. As the integrity of

duties with integrity and prudence for the best interest of the unit holders as a whole and in accordance with the trust instrument, related laws and the commitment additionally given in the documents

Scheme is an easy-to-use screening tool that allows investors and intermediaries to assess claims for the climate integrity of bonds. It provides a set of transparent, verifiable compliance measures that

B.E. 2535: “SECTION 154/1 The Securities Exchange shall promote and maintain the integrity, fairness, accountability and orderliness in the trading of securities listed on the Securities Exchange

สรางความมั่นคงใหตลาด (market integrity) 2.3 ลดความเสี่ยงที่จะมีตอระบบ (reduce systemic risk) เพื่อใหบรรลุวัตถุประสงคดังกลาว จึงตองมีการทบทวนแนวปฏิบัติหรือกฎเกณฑที่ใชกับการ ประกอบธุรกิจหลัก