or falsifying documents. SEC has therefore issued regulations specifying suspicious circumstances and the procedure for obtaining facts relating to such circumstances to be in accordance with the
mission to protect the interests of the state. It is vital in undertaking the charges of offenders with fines in criminal cases under Section 29/1 of the Criminal Code, legal execution in breach of bail
) Reducing debt securities notifications to ensure less complicated rules and more convenience for stakeholders; (2) Reviewing regulations to be up-to-date and consistent with other regulations on other types
’ assets.SEC has planned to revise regulations on capital requirement for the digital asset business operators who can access into or transfer customers’ assets so that such operators hold the required
intermediaries such as financial advisor, underwriter and bondholders’ representative. These intermediaries may be related to the issuer and the offeror in such a way that may have an impact on their duty
of audit firms reporting to audit committees on a limited range of inspection findings. Income taxes : Sometimes, firms involved in structuring taxes planning are also working on the audit; this could
SEC considers revising the regulations on the offering for sale of investment in shares held by listed companies or their subsidiaries in order that the shareholding can be conveniently
as IFEC chairman, was named in the SEC's another criminal complaint filed with the ECSD on the ground of acting dishonestly to seek unfair benefits for himself or other persons by using a wrongful
by the Thai Investors Association does not only lift up the quality of AGM at Thai listed firms to match domestic and international standards, it also raise awareness of shareholders in protecting
investors and have their securities listed on the Stock Exchange of Thailand (SET), while growing sustainably in accordance with good corporate governance. In addition, both parties cooperated to build a