bond to comply with the rules on communication and investor services for high-risk or complex capital market products, for example: (2.1) To provide information so that investors understand the
. Remark: * Internationally recognized standards include, for example, the ASEAN Sustainability-linked Bond Standards (ASEAN SLBS) and the International Capital Market Association Sustainability-linked Bond
compensation for losses resulting from incorrect pricing to the mutual fund or affected parties in an amount greater than the actual loss incurred. For example, compensating in consideration of opportunity cost
January 2022, the regulations allow relaxation and prevent excessive burdens by, for example, waiving the application filing and the appointment of financial advisor, and allow initial public offering (IPO
Repo service to ordinary persons categorized as institutional investor to proceed in the same manner as with non-institutional investors. For example, securing a risk management system related to
SEC Secretary-General Ruenvadee Suwanmongkol said: “SEC has been monitoring the corporate bond market on a continuous basis. There are many policy issues to address properly. For example, corporate
characteristics, for example, investment units of mutual funds offered for sale to institutional investors or ultra-high net worth investors, investment units of mutual funds investing in derivatives, hybrid
that has not covered the enforcement of investors’ rights as determined in the filing and prospectus. Other mechanisms equivalent can be used in replacement. For example, obligations or document with
, for example, direct transfer to the service provider’s account or electronic payment receipt channel. In any case, temporary payment receipt slip must be kept as evidence every time a payment is made
, considering several factors. For example, the hotel’s location and its growth potential and the reasonableness of the conditions for the purchase of the right to claim, etc. However, the 40 percent business