from operating business with the characteristics of an investment company to enhance protection of interests of shareholders and investors. The amendments have become effective from 1 January 2024

estate investment trusts (REIT) regulations. To become effective on 1 March 2021, the amended regulations aim to enhance proper investor protection mechanisms and support the business models of the private

committed a plan to ensure good governance, transparency, and corruption-free operation, and to enhance the efficiency of operations and services to achieve the SEC mission and better serve the needs of

submit the pooled fund data report on the essential information about each investment policy of a pooled fund in a dataset format to the SEC so that the pooled fund data would be processed and made

company disclose false essential information or conceal any facts of which the shareholders should be notified.  T aking legal proceedings to claim for damages or the lost benefits to a company, when

select from. In so doing, the SEC Board would take into account the candidates’ possession of essential knowledge and experiences for managing the SET operation to ensure the SET stability, credibility and

comments on the draft amendments to the relevant regulations,** with the essential points as follows:            (1)  Requiring the audit firms in the capital market to maintain a minimum of four

the essential information about each investment policy of a pooled fund in a dataset format to the SEC so that the pooled fund data would be processed and made available to the public as open data. The

Information ● Supervision of Professionals Who Provide Information for Investors ● Development of Laws or System to Enhance Investorûs Rights 41 GOAL 3 Promote Integrity of the Market, Intermediaries, and All

, (3) To enhance market confidence and competitiveness, (4) To develop sustainable finance whereby the capital market facilitates capital allocation to support economic activities that take into account