civil penalty at the total amount of 499.45 million baht. If any of the three offenders refuses to comply with the civil sanction, the SEC will forward the matter for the public attorney to file a lawsuit
, with regard to risk management and investors’ protection. The proposed regulatory revision may not be perfect yet, but it’s the start for businesses to move forward. SEC is willing to learn together
without falling victim to investment frauds and scams. We are very pleased to be a part of this MOU and look forward to joining the Ministry of Education in organizing activities to support this project
goal, SEC Thailand has collaborated with HKIFA and continued the series of exchanges between the two fund industries. SEC Thailand looks forward to successive participation from market stakeholders which
Bangkok, April 24, 2014 ? The SEC urged investors to make prudent investment decision concerning information on fund establishment and forward-looking on profits of listed firms.Chalee
securities law, pushing forward the enactment of important laws, and strengthening sanctions against non-compliances.Furthermore, the SEC plans to drive the Thai capital market to become a regional investment
>วันที่ตอบ : 27/04/2552 คำถาม : กรณีที่กองทุนทำสัญญาลงทุน เช่น forward contract กับบุคคลภายนอกโดยมีข้อกำหนดเกี่ยวกับเบี้ยปรับในกรณีที่กองทุนผิดสัญญา
ที่เปิดไว้เพื่อการลงทุนของลูกค้าและทำธุรกรรม FX/FX Forward ในต่างประเทศให้แก่ลูกค้า และชำระเงินลงทุนจากการทำธุรกรรมดังกล่าว) โดยเป็นการทำธุรกรรม FX ทั้ง portfolio และมีการระบุไว้ชัดเจนในสัญญารับจัดการ
Material Paper/Glass/Plastic/Metal Electronic garbage Hazardous Garbage Food waste Recycle Give it Forward Project Hazardous garbage Management Project Pollution Control Department Compost/animal feed Reuse
the company has a policy of paying dividend more than one time in an accounting period, the unpaid amount shall be carried forward and added in the calculation for the next dividend payment in the same