securities or instrument issuer within appropriate time. Derivatives broker shall not declare its intention to employ the client’s right and benefits without client’s permission or consent in writing. Clause 7
cost The Company and its subsidiaries’ financial cost from loan and permission note were Baht 12. 97 million or increased from the same period of previous year by Baht 6. 51 million or 100. 70% due to
cost The Company and its subsidiaries’ financial cost from loan and permission note were Baht 68 million or decreased from the same period of previous year by Baht 1 million due to the interest rate was
their profession duties with loyalty* by making unauthorized investment without client’s permission, and order or consent on making fake documents. While {B} failed to properly discharge his
transactions she executed herself without the client’s permission. In addition, in May and November 2017 and August 2018, {A} asked the client to affix signature on the confirmation of backdated trading
above to the SEC within 15 days, as from 2 February 2024. To resume its normal business operations, Zipmex must be granted prior permission from the SEC Board. However, currently Zipmex’s business
understand and comply with the regulations prescribed in the said Notifications properly, the SEC would like to provide clarificatory notes to the Notifications and relevant guidelines, with details as follows
appropriate experience and ability, and necessary authority, to assume that responsibility. If yes, is their appropriate experience and ability sufficient to identify and understand quality management issues
for the transition and finance companies’ emissions reduction to drive change in the real economy. It is therefore utmost important that asset owners and asset managers understand the fundamental
, and easy-to-understand and accessible information disclosure is also focused. Market and intermediaries: The SEC is revising relevant rules in line with international standards and cooperating with