SEC Thailand has consecutively taken part in this global event since 2017, reflecting our organization’s dedication to enhance the public’s capital market investment knowledge and digital financial
“This MoU reiterates the SEC Thailand’s dedication and extensive efforts with respect to the strategic plan on digital technology and sustainable capital market. It has indeed come at a crucial time
-19 outbreak in many counties has not been resolved. Such current situation may have a negative impact on Thai listed companies that have core business in COVID-19 affected countries, or it might
commitment basis, state the minimum amount which, in the reasonable opinion of the directors of the issuer, must be raised by the offer of securities. 4. If the proceeds are being used directly or indirectly
โดยที่หลักเกณฑ์การคำนวณอัตราส่วนการลงทุนใน derivatives (global exposure limit)18 กำหนดวิธีการคำนวณเป็น 2 วิธี คือ (1) commitment approach และ (2) VaR (value-at-risk) approach
(Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as...
Governance of Publicly Traded Company - Definition (Section 89/1) - Qualifications and the removal of directors and executives (Section 89/3 - 89/6) - Duty and responsibility of directors and executives (Section 89/7 - 89/14) - Shareholders’ rights under Chapter 3/1 (Section 89/26, 89/28, 89/30) - Shareholder’s right to bring a derivative action and a private lawsuit against directors and executives (Section 89/18 - 89/20) - Criminal liability of directors and executives (Section 281/2, 281/3, 2...
(Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as both Houses of Parliam...
, the SEC is aware of how technology might have an important impact on the operations of both listed companies and auditors. In response to that, in 2019 the SEC organized staff training on the topic of
ระบุว่าจะมีการลงทุนในกองทุนรวม ภายใต้การจัดการของ บลจ. เดียวกัน และในสัดส่วนเท่าไร โดยให้ระบุหลักปฏิบัติของ บลจ. (commitment) ที่แสดงให้เห็นว่าการลงทุนของกองทุนรวมต้นทางในกองทุนรวมปลายทางนี้ จะกระท าด้วย