shall ensure that the identification document bears the customer’s photo. Clause 10. In conducting the KYC/CDD process under Clause 8, the securities company shall classify, and apply the scope and
document bears the customer’s photo. Clause 10. In conducting the KYC/CDD process under Clause 8, the securities company shall classify, and apply the scope and intensity of the procedures mentioned in
, and apply the scope and intensity of the procedures mentioned in Clause 9 (1) and (2) for each client in accordance with the client’s level of risk associated with money laundering (risk-sensitive basis
Whistleblower Audit committee About us Corporate Governance Code 2017 Detail Content Principle 1 Establish Clear Leadership Role and Responsibilities of the Board Principle 1.1 The board should
16 any’s directo ependent D mittee ector s and memb m January 17 as Indep aphon rector to rep Resignation tment of Ass Scope of P osal for Bus Public Com 6, 2018 has ors and cha Director and ber of the
16 any’s directo ependent D mittee ector s and memb m January 17 as Indep aphon rector to rep Resignation tment of Ass Scope of P osal for Bus Public Com 6, 2018 has ors and cha Director and ber of the
16 any’s directo ependent D mittee ector s and memb m January 17 as Indep aphon rector to rep Resignation tment of Ass Scope of P osal for Bus Public Com 6, 2018 has ors and cha Director and ber of the
) undertaking any other actions necessary for and relevant to the issuance and offering of the newly issued ordinary shares as appropriate under the scope authorized by the shareholders’ meeting; 9. Approved to
under the scope of this Notification in order that any intermediary would comply with this Notification under the same standard. In this regard, the SEC Office may impose the detail for consistence with
_____________________________ Clause 5 For the purpose of compliance with this Notification, the SEC Office is empowered as follows: (1) issuing detailed Notifications under the scope of this Notification in order that any