Having noticed that some digital asset business operators open trading accounts for minors, on 8 January 2022 the SEC disseminated the circular clarifying the guidelines for providing digital asset
become effective from 1 May 2021.”The SEC has issued a circular to auditors to provide explanation and guidance on the amendments to the requirements for applying for approval and maintaining status as
Thienhom, SEC Deputy Secretary-General said that "In case of using customer trading order report in substitution for order ticket, the document must be prepared according to the SEC circular No. SEC.Thor
Securities and Exchange Commission Notification of Capital Market Supervisory Board Notification of the Office of the Securities and Exchange Commission Circular Guideline Data not found ติดต่อ ก.ล.ต. สำนักงาน
units of the new mutual fund or the mutual fund which accepts the transfer of assets. Clause 3. All notifications of the Office of the Securities and Exchange Commission, orders and circular letters
units of the new mutual fund or the mutual fund which accepts the transfer of assets. Clause 3. All notifications of the Office of the Securities and Exchange Commission, orders and circular letters
. Report/Form (Notification of Securities and Exchange Commission) Form 90-11 Application for a License to Undertake Securities Business in the Category of Securities Borrowing and Lending 17. Circular 3
/Form (Notification of Securities and Exchange Commission) Form 104-7 Certified Letter of Executive Profile of the Securities Company (as of 1 May 2004) 15. Circular 19/2543 26/09/2000 16. Circular
Exchange Commission 62/2543 29/11/2000 01/01/2001 18. Circular 1/2556 31/01/2013 19. Circular 3/2548 21/01/2005 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi
are prescribed in Appendix B-I-SFC Circular of the MoU; (2) the management company shall be exempt from complying with the regulations related to the limitations on exercise of the voting right