wealth advisor และเพิ่มเติมให้บุคลากรบางประเภท ต้องได้รับความเห็นชอบจาก ก.ล.ต. เพื่อให้สามารถกำกับดูแลได้อย่างมีประสิทธิภาพยิ่งขึ้น โดย ก.ล.ต. เปิดรับฟังความคิดเห็นจนถึงวันที่ 6 มีนาคม 2557ก.ล.ต. ได้เผย
ดังนี้ (1) Dr. Ernest Kan, Chief Advisor of Capital Markets China, Singapore Exchange (2) Krishnamra Wilasinee, Partner, Deloitte Thailand และมี Tay Hwee Ling, Disruptive Events Advisory Leader
limit, and scope of operation and benefit seeking, as well as a requirement on the filing of fund management scheme and prospectus which must be jointly prepared by a financial advisor to obtain SEC
Applications for Registration to be a Derivatives Business Operator in the Category of Derivatives Broker, Derivatives Dealer and Derivatives advisor. By virtue of Clause 5 of the Notification of the Securities
Capital Market Supervisory Board issued by virtue of Section 89/1, in the part related to the definition of related party, mutatis mutandis; (14) “financial advisor” means a financial advisor on the
) “ financial advisor ” means a financial advisor on the approved list of the SEC Office; (15) “ fund supervisor ” means the supervisor of a fund ; (16)2 “ common person group ” means the persons with one or more
event auditors are unable to perform their duties, Ernst & Young Office Limited is authorized to assign another of its auditors to perform the audit and express an opinion on the Company’s financial
Financial Advisor to comment on fairness of the acquisition value. The agreed price is based on the appraisal of Bangkok Property Appraisal Company Limited on 27 October 2017 and Chartered Valuation and