fund management company to manage or to procure the benefit from property which the mutual fund purchase or rent; “Selling and redemption supporter” means any person which mutual fund management company
Mr. Sutee Chuichay Mr. Sutee Chuichay, who is responsible for the operation of Advance Power Conversion Company Limited (“APCON”), shall be liable for APCON’s failure to prepare and submit the
Mr. Sutee Chuichay Mr. Sutee Chuichay, who is responsible for the operation of Advance Power Conversion Company Limited (“APCON”), shall be liable for APCON’s failure to prepare and submit the key
Mr. Pairat Sampaothong Mr. Pairat Sampaothong aided and abeted other person selling the shares of Advance web service public company limited to the public without filing the registration statement
under Clause 3 prior to the expiry date of approval under Clause 12; and (2) having filed the application for renewal of approval as auditor in the capital market with the SEC Office in advance for at
unlicensed business operators at the exhibition. Failure to cooperate could lead to being considered as a supporter to commission of offenses. Concurrently, the SEC urges the public and investors to exercise
: ?The SEC has been the key supporter of the Classs Action Law from the very beginning because it could be an effective channel for protecting investor?s rights in the capital market. Since the law came
As a capital market regulator, the SEC is Thailand’s first governmental agency to have become an official supporter of the Task Force on Climate-related Financial Disclosure (TCFD) since 30th
Mr. Amorn Meemano During the month of June 2014, Mr. Amorn Meemano (“Mr. Amorn”) at the time holding the positions of Chief Executive Officer and Managing Director of Crown Tech Advance Public
Mr. Pipat Patiwetphinyo During the month of June 2014, Mr. Amorn Meemano (“Mr. Amorn”) at the time holding the positions of Chief Executive Officer and Managing Director of Crown Tech Advance Public