. Conclusion The SEC is committed to performing its role as specified by law, pursuant to good governance principles, in line with its vision, mission and values, and in support of the country’s “Stability
standards and ethics; (4) Having no prohibited characteristics specified such as having actions that indicate a lack of professional ethics or standard of conduct in performing the duties of financial
was specified that ownership engagement in and of itself does not mean anything; the quality of engagement is what counts. Considering the long and complex investment chain that has emerged in many
right to vote, excluding the votes of the shareholders having an interest in the matter in accordance with the Acquisition and Disposal of Assets Notifications; 2) all conditions specified under the share
right to vote, excluding the votes of the shareholders having an interest in the matter in accordance with the Acquisition and Disposal of Assets Notifications; 2) all conditions specified under the share
Disposal of Assets Notifications; 2) all conditions specified under the share purchase agreement and the share subscription agreement have been satisfied which include capital increase of TSEO to Baht 1,850
disclose certain information as specified in List 1 attached to the Major Transaction Rules to the Stock Exchange of Thailand (the “SET”) immediately (details as appear in enclosure 1) and send a
or Dispositions, the Company is required to disclose certain information as specified in List 1 attached to the Major Transaction Rules to the Stock Exchange of Thailand (the “SET”) immediately
distribution to the customer, plain language and updated information shall be used and the date of making handbook shall be specified, no advertisement shall be permitted, and at least shall contain the
required to deposit more collateral; (2) had the client fail to pay, deliver securities or deposit collateral within the specified period of time, the client may face the following disciplinary action