, the Securities and Exchange Commission hereby issues the following regulations: Clause 1 Except where otherwise specified, the definitions determined in this Notification, the Notifications of the
complies with the specified purposes or the purposes permissible by law only. In the case where it is required by law that your consent must first be obtained, the SEC Office shall request your consent. In
management of a specified onshore wind energy facility. • The establishment, acquisition, expansion and/ or ongoing management of related inputs and infrastructure to support these facilities. These assets are
on connected party transaction as specified in the Notification of Capital Supervisory Board No. Tor Jor.20/2551 Re : Rules of Entering into Connected Transactions and the Notification of the Board of
activities as specified by section 8 of Annex B in Appendix B-II-SEC Circular of the MoU? Yes No If “No”, please specify ____________________________________________________
.: ___________________________ 11) Is the Hong Kong Covered Management Company currently licensed by/registered with the Securities and Futures Commission of Hong Kong to conduct the activities as specified by section 8 of Annex
standards and ethics; (4) Having no prohibited characteristics specified such as having actions that indicate a lack of professional ethics or standard of conduct in performing the duties of financial
. Conclusion The SEC is committed to performing its role as specified by law, pursuant to good governance principles, in line with its vision, mission and values, and in support of the country’s “Stability
was specified that ownership engagement in and of itself does not mean anything; the quality of engagement is what counts. Considering the long and complex investment chain that has emerged in many