considers that the appellant should be allowed to make an oral statement, the SEC Office shall notify the appellant of the appointment date at least seven days in advance except for the case of urgency, the
advance in the private fund management agreement. Clause 15 A management company may enter into a transaction for the fund with a connected person only upon the approval of the mutual fund supervisor or the
by 28.8 percent. The Bank has introduced safety and protection measures for customers, employees and other stakeholders, whose health, hygiene and wellbeing are its priority, whereby regular management
selling and administrative expenses by THB 170 million or 28% due to provision of employee's severance pay corresponding to revision of the Labour Protection Act of GLOW and unwinding costs of FX forward
protection) - ภาษี หนี้สินเงินบำนาญ และการจายเงินบำนาญ - การปกปองสิ่งแวดลอม (environmental protection) - สุขภาพและความปลอดภัยของประชาชน 2.4 ตัวอยางเรื่อง/สถานการณที่อาจเปนขอบงชีห้รือทำใหสงสัยวา อาจมี
shall first establish measures for risk management which cover at least the following: 7 (1) laws or regulations that allow for provision of tiered participation arrangements and protection of
-ร่าง- (UNOFFICIAL TRANSLATION) Codified up to No. 5 As of 28 September 2018 Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 14/2558 Re: Provisions relating to Offer for Sale of Securities Issued by Foreign Company Whose Shares Have Been Traded or Are Purposed to be Traded on Foreign Exchange ___________________ By virtue of Section 16/6 of the...
investor protection, the SEC may prescribe that the license holder who undertakes business in a specified manner be exempted from undertaking or undertake in a different manner from the provisions under
นักงานยังคงบรรลุเป้าหมายในการก ากับดูแล เพ่ือรักษาความเชื่อมั่นและผู้ลงทุนได้รับ ความคุ้มครอง (investor protection) อย่างเหมาะสม ทั้งนี้ ระดับความเข้มข้นของการก ากับดูแล ย่อมขึ้นอยู่กับว่าบริการที่ให้มี
relating to severance payment in case of retirement of employees in accordance with the amended Labor Protection Act which was recorded during 4Q18. Cost-to-income ratio excluding loss from sale and