securities as well as rules on securities borrowing and lending, investment analysis and giving advice, submissions of clients? transaction confirmations, service in high risk or complex financial products and
and underwriting of investment units and securities borrowing and lending. This is to ensure sufficient information for monitoring and examining safe-keeping of client assets. The consultation paper is
จัดงาน “Impact Enterprise 20 : Growing social impact investment in Thailand” ในรูปแบบvirtual pitching event โดยมีนางสาวรื่นวดี สุวรรณมงคล เลขาธิการ ก.ล.ต. ร่วมกล่าวเปิดงาน ในวันที่ 18 มีนาคม 2564 ซึ่ง
allow the association to invest in certain types of securities, provided that, such investment is made in accordance with the rules issued by SEC Board; and (3) Provision regarding criminal
value, such reporting requirement will be imposed on asset management companies which mark to market regularly. In addition, details and frequency of disclosure on mutual fund's investment will also be
value, such reporting requirement will be imposed on asset management companies which mark to market regularly. In addition, details and frequency of disclosure on mutual fund?s investment will also be
exceeding 26.6 million baht), plus an investment fund for opening new branches at an approximate value of 351 million baht. The total transaction value is approximately 777.6 million baht. W has made a
. The SEC and the AOP will continue to collaborate to support the use of PVDs as an important tool for long-term savings and investment and a key financial resource for employees after retirement. The
Investors Be Wary of Investment Fraud Investment Governance Code for Institutional Investors (I Code) Investors' Rights SEC Complaint https://www.sec.or.th/EN/Pages/Investors/Investors1.aspx English (United
Investors Be Wary of Investment Fraud Investment Governance Code for Institutional Investors (I Code) Investors' Rights SEC Complaint https://www.sec.or.th/EN/Pages/Investors/Investors1.aspx English (United