debt securities offered or listed. 3. Provide information about the form of the security, such as whether investors can obtain physical certificates or whether their interests will be recorded via a book
preparing the registration statement is named in the registration statement, include a statement that the person has given, and has not withdrawn, his written consent to being named in the registration
of Capital and obtains approval from the SEC to resume the operation of such business as usual; (2) give a written notice of the suspension of business under (1) to the clients without delay; (3) take
operation of such business as usual; (2) give a written notice of the suspension of business under (1) to the clients without delay; (3) take or omit any other action as prescribed by the SEC Office to ensure
business days from the date on which the fund supervisor has certified the information in such reports. (4) Complete the price compensation and give written notice to the person who purchased or redeemed the
newspaper within three business days from the date on which the fund supervisor has certified the information in such reports. (4) Complete the price compensation and give written notice to the person who
on derivatives trading. Clause 2 A derivatives broker shall provide a written contract or an agreement on custody of assets of clients which indicates the right, duty, and responsibility of both
derivatives trading. Clause 2 A derivatives broker shall provide a written contract or an agreement on custody of assets of clients which indicates the right, duty, and responsibility of both parties and