concealment in order to mislead the general public to believe that such securities are purchased or sold in great volume. Plus, they continuously traded MILL shares in order to lure the general public to
in the following foreign securities: - shares, investment units, or derivatives that are traded in countries whose securities regulators or exchanges are members of the International Organization of
of such products as leading foreign stocks and those of Exchange Traded Funds: and 2. Foreign companies? stocks listed on the Stock Exchange, the rules and conditions for which are under the SEC?s
. Besides handling the trading orders of CWT shares for the aforementioned group of persons, Kanokwun traded CWT shares for herself using the trading account of Payut. The complaint alleged that the conduct
misconduct, the evidence showed that all of the CWT shares that were traded through the accounts of the aiders and abettors once combined with those held in Boonchai?s own account and those held by the company
gold prices traded in the market in calculation of domestic fund?s NAV. Without irregularity, closing price of foreign ETF remains in use. The SEC has also discussed the matter with staff of Singapore
institutional investor or high net worth individual, investment units to be offered for sale must be disclosed on the SEC website and be traded at the same time and on the same day as its home country, except in
3,388,672.50 baht, 1,121,980 baht, and 621,980 baht, respectively. In addition, Chantip will be prohibited from holding position as director or executive of any publicly traded company or any securities
director or executive at any publicly traded company and any securities company for 12 months each. The banning period shall begin from the date each offender signs the letter of consent to comply with the
criteria are relatively more relaxed, and the expenses do not cause excessive burdens on the issuers. Companies capable of complying with the regulations may choose to be listed and traded on BdL or