Wongsiridej, and banned him from functioning as capital market personnel for 5 years. SEC Act (the fifth amendment) Section 241 Civil Action Dated 19/05/2017

> SEC Act (before the fifth amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action Dated 12/05/2017

amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action Dated 12/05/2017

>     - a civil monetary penalty of 1,265,000.00 Baht SEC Act (before the fifth amendment) Section 241 in conjunction with Section 83 of the Penal Code Civil Action Dated 16

Penal Code Civil Action Dated 16/06/2017

> SEC Act (the fifth amendment) Section 241 Civil Action Dated 12/06/2017

; - a civil monetary penalty of 333,333.33 Baht SEC Act (before the fifth amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action Dated 12/06/2017

months. SEC Act (before the fifth amendment) Section 241 Civil Action Dated 21/07/2017

(before the fifth amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action Dated 20/07/2017

Civil Action Dated 25/08/2017