reporting and auditing. We operate independent disciplinary arrangements for accountants and actuaries; and oversee the regulatory activities of the accountancy and actuarial professional bodies. Financial
information of such mutual fund. The Thai AMC is required to monitor the Thai domiciled fund on an on-going basis and oversee that the Thai domiciled fund maintains the qualifications of an MRF-eligible master
Principles of Corporate Governance - G20 version G 20/O E C D P rin c ip le s o f C o rp o ra te G o ve rn a n c e G20/OECD Principles of Corporate Governance ENG_Corporate Governance Principles_Cover.indd 3 27-Aug-2015 6:43:10 PM G20/OECD Principles of Corporate Governance OECD Report to G20 Finance Ministers and Central Bank Governors September 2015 G20/OECD PRINCIPLES OF CORPORATE GOVERNANCE © OECD 2015 3 Note by the OECD Secretary-General G20 Finance Ministers and Central Bank Governors Meet...
ตรวจจ ับและบ ั งค ับใช ้กฎหมาย อย่างต่อเนื่อง ได้แก่ - โครงการ Corporate Surveillance System (CSS): ดำเนินการพัฒนาต้นแบบ เทคโนโลยีด้าน Artificial intelligence (AI) และ/หรือ Machine learning (ML) ช่วย
framework towards international recognition In March 2019, the SEC hosted the 6th Financial Statement Surveillance Workshop among international regulatory agencies to share knowledge, experiences, practical
กับดูแลผู้ประกอบธุรกิจสินทรัพย์ดิจิทัล (Enhance Supervision) 3. พัฒนาการท าหน้าท่ีด้าน Market Surveillance ของศูนย์ซื้อขายสินทรัพย์ดิจิทัล ให้เป็น front-line regulator ที่เข้มแข็งได้มาตรฐาน และประสาน
to undertake custody of clients’ assets . In this regard, the securities company shall strictly oversee that the undertaking of custody of clients’ assets shall comply with such rules or practice
of clients’ assets. In this regard, the securities company shall strictly oversee that the undertaking of custody of clients’ assets shall comply with such rules or practice guidelines. The rules or
of clients’ assets. In this regard, the securities company shall strictly oversee that the undertaking of custody of clients’ assets shall comply with such rules or practice guidelines. The rules or
that the Board has sufficient capabilities and competencies to oversee, assess and manage climate change-related risks and opportunities and climate action plans. Ensure that all staff, including the