of operation for preventing conflict of interest and Chinese wall. (c) a method and procedure for controlling and monitoring the operation under (b). In case the applicant is a SC. and applies for
of operation for preventing conflict of interest and Chinese wall. (c) a method and procedure for controlling and monitoring the operation under (b). In case the applicant is a SC. and applies for
through new or amended regulations with practitioners to ensure their correct understanding and implementation, and to assign an officer to take care of each company under the SEC supervision. 2. Monitoring
, effective trading monitoring system, and legal enforcement function. In addition, more efforts will be made to ensure that the Thai capital market standards are at international level, enhance product
sector through a data-driven approach and maximize the use of technologies to increase supervisory efficiency, create framework for monitoring and managing risks related to FinTech, and reform regulations
through new or amended regulations with practitioners to ensure their correct understanding and implementation, and to assign an officer to take care of each company under the SEC supervision. 2. Monitoring
investor remediation fund for illegal activities in violation of the securities laws; (7) Monitoring and Assessing Systemic Risks in a timely manner: To develop database and enhance
monitoring the financial debt to equity ratio to be in the appropriate level. 5. Income tax expenses were Bath 285.01 million, an increase of Baht 35.88 million or up by 14.40% as compared with the previous
(monitoring) ก#) F ก2&2% กก):$% กก70%*ก กก): #$%/0 (&9( #?%): 0% 6 ก 8/0/G0 82& 16 #: .. 2549 #> 0 7 ก & 8 .. 2549 ( 'G =H& 9 () #')ก ก กกก กกก
monitoring the implementation of the exercise of voting rights; (4) Disclose the guidelines referred in (1) and the exercise of voting rights referred in (2) to investors by using appropriate methods and in