On 12 January 2024, pursuant to Section 35, Paragraph 1, of the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018) (Digital Asset Business Law), the SEC sent a letter to Zipmex ordering
ensure that they comply with the governing regulations. In this regard, Bitazza clients may contact the company’s client service center. Further inquiries may also be sent to the SEC Complaint Center via
as originally intended by the investor. In so doing, she made and sent false documents to the investor to lure the investor into believing that the subscription transactions had been executed
Earlier, the Civil Sanction Committee decided to impose civil sanctions on Mr. Surin Banyongponglert in the case where he had sent trading orders of PICO shares in the manner of price manipulation
the case and found that Shine and others had continuously sent securities trading orders through trading accounts of several groups of people to buy and sell those securities in concealment in the
compensation payment to its local and international clients is underway. Following this case, the SEC sent a circular to all securities brokerage firms urging them to heighten the systems for internal control
submission of a request to increase credit line only five days after trading of securities. A number of trading orders were sent with high volumes during a certain period of time without sources of the orders
Agreement as at June 30, 2017 227.44 The Company has taken the following legal actions. On October 17, 2016, the Legal Department sent out a letter of payment request to MAT and the representative of MAT
meeting appointment letter to the committee not less than seven (7) days before the meeting except the case of urgent meeting to preserve company’s benefit, then, the meeting appointment will be sent to the
/2017 ast year. Th Jas Urban S cond quarte The gross m ast year. Ho sent gross ative expen rcent highe nistrative ex were due to gment expa ions 30-Jun-17 49. 56. 209. 506. 1,311. 135. 2,429. 70. 110. 95