://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10163 SEC public hearing on proposed rules for submission of digital asset transaction data and related information Bangkok, 1 March 2019 ? The SEC is seeking public
Bangkok, 12 January 2024 – The Securities and Exchange Commission (SEC) is seeking public comments on proposed amendments to the regulations requiring audit firms to maintain a minimum number of
, provided that the asset appraisal report reflects significant factors and is not more than one year old.(5) Permitting the delivery of documents relating to seeking a unitholders’ resolution in an
duties with honesty by disguising that trading decisions were made by client; and seeking benefits during performance of duties. Following the complaint lodged by client of KT ZIMICO Securities Company
=100&qf=title_th_default&fq=system_name%3APublic%20Hearings&fq=system_name%3ASEC_News&start=0&rows=10 1 - 3 of 3 results Sort by: Relevance Date (Newest) Date (Oldest) SEC is seeking comments on the
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that may fall under the category of investment company, and to ensure that their operation does not demonstrate the objective of seeking investment returns for investors in a similar manner to operating
seeking public feedback on the sample bondholders’ representative appointment agreement from 6 February until 5 March 2024.The SEC and ThaiBMA emphasize the significance of the roles played by the
remaining 20 million baht was used for the benefit of {A} and {D}. Such demeanors were deemed seeking benefits for oneself or other persons illegally. The acts of such former directors and executives of
Bangkok, 2 April 2020 – SEC is seeking public comments on the proposed regulations concerning the definitions of “executive” and “business in the group” under the Digital Asset Businesses Law to