asset management companies. In addition, this initiative encourages the disclosure of sustainability-related information of sustainable fund according to SRI Fund standards which helps to reduce the risk
presentation of auditor?s concerns with key risk factors and risk handling methods clearly identified.? The New Auditor?s Report Educational Project aims to provide knowledge and usage guide to the new auditor?s
debt securities, investors will be more exposed to credit risk of the branches than that of the foreign banks due to limitations of law on bankruptcy. Thus, the SEC revises disclosure of the foreign
information from board of directors? resolution, shareholders? meeting documents and management discussion and analysis (MD&A) and risk factors disclosed in the annual registration statement (Form 56-1) and
, financial and investment education, financial planning and fundamental knowledge on risk management.?The MOU signing aims to promote the exchange of information and action plans on knowledge management
article, investment policy with the lowest risk level at that time will be applicable. The proposal aims to provide the fund with more flexibility to prescribe its default investment policy to serve diverse
for their investment decision while the List can also be of use for securities companies? risk management. Considering that Thai capital market has been developed with significant growth rate over the
, the company may be exposed to various risk factors: the risk of not receiving money from the original shareholders of Eastern Cuisine under a sale back agreement which guarantees the operating results
financial advisor (IFA), IFA opined that the proposed transaction is not appropriate. IFA described that EMC may be exposed to the risk to acquire the Station 1 Project at the price that is significantly
address : patana@sec.or.th 1 Position risk หมายถึง ความเสี่ยงที่เกิดจากการเปลี่ยนแปลงของราคาหลักทรพัย์หรือสินทรัพย์อ้างอิงในทิศทางที่อาจส่งผลขาดทุน (potential loss) แก่บริษัท อันเป็นผลมาจากการที่บริษัทมี