-19 Crisis หัวข้อ “Policy Panel on Regulation and Framework in the Region” โดยให้ข้อมูลเกี่ยวกับการดำเนินการของ ก.ล.ต. ในการส่งเสริมการเงินที่ยั่งยืน (sustainable finance) ผ่านกลไกตลาดทุนไทย พร้อม
Bangkok, May 9, 2014 ? The SEC is seeking public comment on proposed revision of regulation on capital requirements for securities and derivatives investment advisors (IA) as well as brokers, dealers
of the requirement to appoint the independent directors are also provided. The regulations are expected to become effective in January 1, 2015.The draft regulation and consultation paper are available
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2013-2015 37 kEY ACHiEvEMENTS 46 THE 20TH ANNivERSARY HiGHliGHTS 48 TwO dECAdES OF THE THAi CApiTAl MARkET dEvElOpMENT AppENdiCES 54 STATiSTiCAl HiGHliGHTS 79 REpORT OF THE SEC BOARd ON iNTERNAl CONTROl
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Bangkok, 1 December 2017 ? The SEC is giving more focus to the regulation-for-growth approach to meet the demands of the public and all sectors of market participants more appropriately.Mrs
Regulation regarding Measures in Case of Events that May Affect the Listed Companies’ Financial Condition and Business Operation B.E. 2561 (2018), effective since 2 June 2018.**Regulation of the Stock Exchange
Bangkok, February 11, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General revealed that the SEC Board has approved draft regulation on the offering of ASEAN Collective Investment Schemes (ASEAN CIS