regularly revise the suitability of the credit rating selected, specifically, in the case where credit rating assessed by other credit rating agencies is changed. Securities company shall make and keep
credit rating assessed by credit rating agencies; (4) shall regularly revise the suitability of the credit rating selected, specifically, in the case where credit rating assessed by other credit rating
regularly, at least an immediate review shall be done when any circumstance occurs which may affect the qualifications or prohibited characteristics of the service provider or may cause violation of the
Translation (Unofficial Translation) PAGE (Unofficial Translation) Page 32 of 32 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Office of the Securities and Exchange Commission No. OrKhor./Nor. 5/2549 Re: Guidelines Rel...
Microsoft Word - OrKhorNor5-2549F.doc (Unofficial Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Office of the Securities and Exchange Commission No. OrKhor./Nor. 5/2549 Re: Guidelines Relating to Operating...
management. Risk management policies, tools and processes have been developed and are reviewed regularly to guard against rising risk trends in line with market volatility, changes in regulatory requirements
commercializing 5G technology in 2020. V3 27/02/63 5 6. Sustainable Banking - The Bank places importance on caring for and enhancing the quality of the environment and society. Apart from the traditional role of
ตราสารยังคงวิเคราะห์ได้จาก ability to pay หรือจาก credit risk ของ issuer รวมถึงตราสารหนี้ที่ผู้ลงทุน มีความคุ้นเคย - กองทุนรวมที่ลงทุนใน traditional financial products (เช่น หุ้น ตราสารหนี้) (2) ตราสารที่
งออกแบบมาเพ่ือใช้กับธุรกิจรูปแบบดั้งเดิม (traditional type ซ่ึงใช้บุคลากรเป็นหลักในการให้บริการ) ยังมีความไม่เหมาะสม และปิดกั้นการพัฒนาด้าน FinTech innovation เช่น ทุนจดทะเบียนช าระแล้ว อาจสูงเกินความจ