Currently, securities companies provide margin loan services to investors to enhance opportunities for higher returns on investments. However, the SEC has observed that many stocks used as

dilution, is crucial for their decision making.    The SEC has therefore ordered MORE to clarify the facts and provide rectifying measures in the matter.   2. MORE disclosed that the purpose of the capital

putting their peers whose core clients are institutional investors in disadvantage. The ASCO proposed to discuss the issue with securities firms who provide services primarily for institutional investors

provide services only to institutional investors. Their public solicitation is therefore considered unlicensed derivatives business.In this regard, the SEC filed a criminal complaint with the ECOTEC against

The Passport is intended to provide significant benefits to investors through more fund choice, while maintaining effective legal and regulatory arrangement for investor protection. It is also

implementing the cross-border equity offering and the issuance of DR, and also covers issuing guidelines to provide guidance for issuers who wish to offer securities, either cross-border equity offering or DR

October titled, “SEC Caravan to Udonthani: Driving Provincial SMEs toward Fundraising in the Capital Market” to provide knowledge and guidelines for SMEs in provincial areas regarding fundraising via the

enables employees to choose their own investment policies. To ensure the objective of provident fund for retirement savings, the SEC is revising employee?s choice regulations to provide the funds and its

financing.Dr. Vorapol Socatiyanurak, SEC Secretary-General said that the SEC Working Papers Forum, organized under the MoU with four leading business schools aiming to provide a platform for capital market

Signatories will issue a handbook in due course to provide guidance to fund managers on various administrative and procedural matters including the application procedures, the use of local distributors in the