Activity Report 61En INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2018 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2018 Executive Summary....................................................................................02 Quality Assurance Review Panel........................................03 Activities for Enhancing Financial Reporting Quality.................................................................................................07 Summary of Audit Inspection Results A. Firm-Le...
regulators and policy makers to further develop a sound, stable, resilient, and inclusive financial sector to support national economic growth and recovery from any economic shocks such as the adverse impact
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Nor Por. 3/2559 Re: Guidelines for Establishment of Information Technology System ______________________ Whereas the Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, a...
Translation (Unofficial Translation) PAGE (Unofficial Translation) Page 32 of 32 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Office of the Securities and Exchange Commission No. OrKhor./Nor. 5/2549 Re: Guidelines Rel...
Microsoft Word - OrKhorNor5-2549F.doc (Unofficial Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Office of the Securities and Exchange Commission No. OrKhor./Nor. 5/2549 Re: Guidelines Relating to Operating...
endeavors were the launch of a no-fee campaign to prompt customers to replace their magnetic-stripe ATM and debit cards with chip-embedded cards, as well as the “Go Cashless Get Cash Back” campaign to promote
ลงทุน ในอนาคต เช่น e-wallet, prompt pay เป็นตน้ ทั้งน้ี การด าเนินการดังกล่าวจะเป็นไปตามท่ีบริษัทจัดการ เห็นสมควร บริษัทจดัการขอสงวนสิทธิท่ีจะแกไ้ขปรบัปรุง และ/หรือเพิ่มเติม และ/หรือเปล่ียนแปลงวิธีการและ
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 30 Notification of the Office of the Securities and Exchange Commission No. Nor Por. 3/2559 Re: Guidelines for Establishment of Information Technology System ______________________ Whereas the Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems...
second consecutive year of the Annual General Shareholders Meeting Assessment Program. Most participating listed firms made significant progress toward a sound corporate governance practices in their
1 แนวทางปฏิบัติในการน าเทคโนโลยี มาใช้ในการท าความรู้จักลูกค้า ส านักงานคณะกรรมการก ากับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) เมษายน 2562 https://www.google.co.th/url?sa=i&rct=j&q=&esrc=s&source=images&cd=&cad=rja&uact=8&ved=0ahUKEwiqk_Hzv9vWAhVJQo8KHVCjD84QjRwIBw&url=https://www.thunhoon.com/%E0%B8%81-%E0%B8%A5-%E0%B8%95-%E0%B9%80%E0%B8%9B%E0%B8%B4%E0%B8%94%E0%B9%80%E0%B8%9C%E0%B8%A2%E0%B8%81%E0%B8%A3%E0%B8%A3%E0%B8%A1%E0%B8%81%E0%B8%B2%E0%B8%A3%E0%B8%9A%E0%B8%A3%E0%B8%B4%E0%B8%A9/&psig=AOvVaw0y...