dishonest acts against clients? assets, using clients? trading accounts to seek their own personal gains and acting beyond their scope of duties.Veerachai and Jakkrit worked at Capital Nomura Securities
test to make sure that the clients understand their own risk profile and receive appropriate investment advice before making an investment or a transaction. Clear and comprehensive disclosure of
own assets to create financial freedom.”Currently 26 business operators have been approved by SEC and it is expected that the number will increase respectively. The approved business operators can
yields for the elderly investors. It is part of our job to build consumers? awareness of the importance of long-term savings and smart investment to serve their own individual needs.?The four strategic
Meeklinhom, and (24) Mr. Sarawut Leelasornchai. Sittichai, Tanika and the five accomplices, persons in (3) - (7), executed trading transactions of MILL shares through their own accounts and those of
management and corporate governance. In the past, the business sector was expected only to make their own profit, and the government was responsible for the public interest. Today, the business sector is
STEC shares for her own benefit. She did sell 91,900 STEC shares on 19 January 2018 and benefited from the sale as well. Woraphant’s acts were deemed securities trading while knowing or possessing and
directly with business operators overseas which will enable investors to transmit their own online trading orders in addition to the current channel where investors have to open an account which is a sub
significantly high amount of deposit before execution of transactions. SEC therefore urges W’s shareholders to study information on this matter carefully and exercise the voting right to protect their own
for their own interest or other persons’, causing damage to AJD. In the case of AJD price manipulation,* the SEC has found facts and evidence that during the month of June 2014, Amorn (at the time