in connection with any capital market product having high-risk or complex characteristics under Clause 29(2), (3), (4), (5), (6), (7), (8) and (10), shall come into force as from 1 January 2017; and (4
market product having high risk or complex characteristics shall comply with the regulations under Chapter 6; (7) receiving trading orders of capital market products outside the offices of intermediaries
market product having high risk or complex characteristics shall comply with the regulations under Chapter 6; (7) receiving trading orders of capital market products outside the offices of intermediaries
market product having high risk or complex characteristics shall comply with the regulations under Chapter 6; (7) receiving trading orders of capital market products outside the offices of intermediaries
In this Notification: The terms “credit rating”, “bill”, “short-term bill”, “registration statement”, “listed company”, “parent company”, “subsidiary”, “executive”, “controlling person”, “high net
entitled to inspect his account and name. Section 16. As regards the transfer of assets under an approved project, if the assets are secured by security other than rights of mortgage, rights of pledge or
than rights of mortgage, rights of pledge or rights arising from a suretyship, such rights shall pass to the transferee on each transfer through until the special purpose juristic person. Section 17. The
-appropriate and nuanced in Asian context. • For high-level reference; not legal advice. 8 Shareholder climate resolutions • Non-exhaustive examples: • increased transparency and disclosure; • commitment to
. Securities Registrar Provides service in preparing and maintaining the register book of securities holders, transfer of securities ownership, pledge and seize, as well as the closing of the book in order to
. Securities Registrar Provides service in preparing and maintaining the register book of securities holders, transfer of securities ownership, pledge and seize, as well as the closing of the book in order to