) examination, or the Certified Financial Planner (CFP) program. − ✓ Except those having passed CISA Level 1 or higher. − Only those having passed CFP current curriculum2 must attend a derivatives training course
company will continue to open the BX.in.th website only as a method for customers to contact the company about outstanding issues…” More details are available at https://bx.in.th/. With concerns of
objectives: 1) To specify that only limited companies and non-listed public companies are eligible for the crowdfunding model; 2) To grant oversubscription upon meeting certain requirements; 3) To increase
objectives: ?1) To specify that only limited companies and non-listed public companies are eligible for the crowdfunding model; ?2) To grant oversubscription upon meeting certain requirements;? ?3) To increase
office at contact number 0-2033-9598 email siriyod@sec.or.th or visit www.sec.or.th where the application form is also available to download (available in Thai only).
02-263-6003 or visit SEC?s website at www.sec.or.th where the application form is also available for download (available in Thai only).
high net worth investors only. The new rules will become effective in a year after the announcement date to allow preparation of asset management firms? operations, except revocation of MF for non
high net worth individual only. To widen investors? investment choices of increasing return or creating variety and complexity of investment strategy, the AI funds will be allowed to invest in
responsibility only for the functions undertaken by business operators themselves. This would allow SEC to supervise each business operator directly. The consultation paper is available at https://www.sec.or.th/TH
was notified by the competent officer to comply with such orders, Zipmex delivered only partial or incomplete information. In addition, Zipmex delayed the delivery of information requested by the