reliably estimate the additional liabilities.As JAS has not recognized any liabilities, its financial statements were not in compliance with the generally accepted accounting standards. The SEC thus

standards of conduct, especially the executives who oversee compliance of business operators in accordance with the law, standards and ethics of business operation, to build investors’ confidence

work for audit firms having quality assurance system in compliance with professional standards, the SEC regularly inspects the firm?s audit quality to uphold market fairness, ensure proper investor

will be allowed to manage REITs? non-real estate assets, providing that there must be a separation of management and compliance units while Chinese wall must also be in place. Outsourcing of the

2024 annual compliance reports. In this front, reporting of any non-application or unfinished application of the recommended guidelines shall be accompanied by the explanation of the associated

ปฏิบัติงานประจำปี (annual compliance report) ประจำปี 2567 ทั้งนี้ หากผู้ประกอบธุรกิจไม่ได้นำหลักการใดไปปรับใช้ หรือยังปรับใช้ไม่แล้วเสร็จ ให้เขียนคำอธิบายที่ผ่านการเห็นชอบจากคณะกรรมการบริษัท หรือคณะ

, company’s compliance unit must monitor and examine all advertisements and prepare monthly report on advertising oversight for board of directors’ approval. The monthly reports are then compiled and submitted

of voting results. Principle 6: Act collectively with other investors and stakeholders as appropriate. Principle 7: Regularly disclose the Investment Governance Policy and compliance with the policy

/e_ukeirehyoumei.pdf Service Providers: https://www.issgovernance.com/file/duediligence/iss-uk-stewardship-code-compliance-statement-160930.pdf​ ​ Example of ESG Questions 21st Century Engagement: Investor Strategies

Governance Policy and compliance with the policy. Mr. Jeffrey D. Nuechterlein Chairman and Independent Board Member Cartica Management, LLC