____________________ By virtue of Section 9 and Section 15 of the Trust for Transactions in the Capital Market Act B.E. 2550 (2007), which contain certain provisions relating to restriction of rights and liberties of
Exchange Act B.E. 2535 (1992), the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1 In this Notification: “trust” means an infrastructure trust established
of Section 7 and the fourth paragraph of Section 90 the Securities and Exchange Act B.E. 2535 which is an Act containing provisions in relation to restrictions of rights and liberties of persons, in
Business in the Category of Inter - dealer Brokerage B.E. 2545 By virtue of Section 7 and the fourth paragraph of Section 90 the Securities and Exchange Act B.E. 2535 which is an Act containing
SEC Securities and Exchange Act B.E. 2535 (1992) Related notifications I Code Investment Governance Code for Institutional Investors (I Code) Announcement of Signatory of the I Code List of Code
Microsoft Word - SEA-ÃÒ©ºÑº 6-3-51.doc (Unofficial Translation)* Securities and Exchange Act (No. 4) B.E. 2551 _________________ BHU BHUMIBOL ADULYADEJ, REX., Given on the day of 23rd February B.E
) Act and Royal Enactment ( 18 ) About SEC ( 12 ) Toward International Excellence ( 6 ) investor ( 4 ) Strategic Plan ( 4 ) Enforcement ( 3 ) Investors ( 3 ) Manual Select ( 3 ) Budget ( 2
Mr. Yuttana Lipirodkul Mr. Yuttana Lipirodkul operated securities and derivatives businesses without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992
that the derivatives fund manager will appropriately manage the investments for investors to protect and maintain the best interest of investors under acceptable risk exposure, it is necessary that the