account); (2) Derivatives position limit of customer at any time; (3) Derivatives position of customer that is still open (open interest); (4) The amount and type of asset deposited as margin or for
accounts in undisclosed manner (omnibus account); (2) Derivatives position limit of customer at any time; (Translation) Page 3 of 3 (3) Derivatives position of customer that is still open (open interest); (4
present paying 550,000 baht per month or 6,600,000 baht per year. 2) It can limit the risk if the Company is forced to sell by an auction because of default paying. The force-sell price may be only
) PUBLIC COMPANY LIMITED * Jun 12, 2023 47 WEALTH MAGIK SECURITIES COMPANY LIMITED Jun 27, 2023 Note : * Limit scope of business to giving investment advice through medium and carried out research as
following securities business licenses: (1) license to undertake securities business in the category of securities brokerage without limit to debt securities or investment units; (2) license to undertake
ยม์าเพื่อการส่งมอบ ขอ้ 5 ในกรณีท่ีกองทุนรวมเพื่อผูล้งทุนสถาบนัหรือผูล้งทุนรายใหญ่พิเศษ มีนโยบายการลงทุนในธุรกรรมตามขอ้ 4(1) (2) (3) หรือ (4) ใหบ้ริษทัจดัการแสดงขอ้มูลฐานะ การลงทุนสูงสุด (maximum limit
. (2) In the case that the number of unitholders of a retail fund is less than 35 on any business day. 19.1.2 Open-end mutual fund (1) The number of the unitholders is less than the specified limit as
. (2) In the case that the number of unitholders of a retail fund is less than 35 on any business day. 19.1.2 Open-end mutual fund (1) The number of the unitholders is less than the specified limit as
or regulations prescribed by the derivatives clearing house; (8) determination of concentration limit on each type of assets for margin which members may place with the derivatives clearing house to
through the loan transaction of 60 million baht to VBB on 1 October 2013 for construction of advertising billboards. However, since such transaction size exceeded the 50-million-baht authorization limit of