Market Business (Synopsis) 03/06/2014 01/07/2014 Circular SEC.ID (C) 15/2562 Guidelines Regarding Roles and Expectations of Directors of Securities Companies and Derivatives Business Operators 31/07
3. Notification of the Office of the Securities and Exchange Commission 5/2549 Re: Guidelines Relating to Operating Systems of Fund Management Business (Codefied) 08/03/2006 16/04/2006
prescribing guidelines for compliance with the Notification of the Securities and Exchange Re: Rules, Conditions and Procedures in Filing of Annual Financial Statements and Preparation of Reports of the Stock
(unofficial) - Electrical Grids & Storage ENG THAI (unofficial) - Agriculture ENG THAI (unofficial) Standards / Principles / Guidelines ASEAN
สาธารณสุข หรือแหล่งเงินทุนและบริการทางการเงินสำหรับกลุ่มผู้ด้อยโอกาส Standards / Principles / Guidelines ASEAN International Capital Market Association (ICMA) ASEAN Social Bond Standard (2018) ENG
principles and guidelines for policy making, from investment decision-making to close monitoring of invested companies. Fund managers can also contribute by improving monitoring measures or teaming up with
companies and executives, and (3) market force. In so doing, the SEC is cooperating with agencies and organizations, both public and private, to strengthen supervisory standards and common practice guidelines
Investor Code Working Group, which comprises the representatives from the SEC and the AIMC, is preparing the Code to be used as a framework for laying out policies and guidelines for operating business based