under its responsibility Ensure that units offered for sale exclusively for high net worth investors are not allocated to retail investors Oversee to ensure that the trust is not becoming a private trust
English (United States) News_Detail Our use of cookies We use necessary cookies to make our site work. We'd also like to set
related entities The Principles and Guidelines on Corporate Governance for State Owned Enterprises 2019 (Thai Version Only) Qualifications and appropriateness of the professionals (The Office of
and fairly. Examples of shareholders' rights: Fundamental Rights , including: A Right for dividends which are shares of profits of the business allocated as compensations to the shareholders in line
if they will invest. The information such as types of business, objectives of fund mobilization, growth opportunities of the operation, major risks, etc. are outlined in the prospectus for public
/advertising information / services provided by the company, for instance: Solicitation to buy stocks/derivatives/mutual fund Portfolio information Email, address, telephone number, a certified copy of Thai
a quantity and complexity of transactions that are sufficient for demonstrating knowledge and capacity of the auditor and audit engagement quality; and - having cumulatively performed audit duties
are to support businesses of different models; enhance competitiveness for the intermediaries; suit respective risk types of different business activities; lessen unnecessary burdens on the business
, company’s compliance unit must monitor and examine all advertisements and prepare monthly report on advertising oversight for board of directors’ approval. The monthly reports are then compiled and submitted
English (United States) News_Detail × Home > News/Market Data > SEC News > News Detail × SEC News