/logos or images of the SEC executives, (4) Forwarding 163 cases regarding fraudulent loans with exaggerated high returns to the Fiscal Policy Office for consideration of legal action under the Emergency
would typically fall under this category.] 3 has a net exposure in government bonds with the fiscal annual average of not less than 80% of the NAV. ▪ Investors who seek higher returns than bank deposits
that do not suit the HK Covered Fund [Note: A Thai Money Market Fund would typically fall under this category.] 3 has a net exposure in government bonds with the fiscal annual average of not less than 80
92 days. [Note: Money Market Fund with foreign exposure not exceeding 50% of NAV would typically fall under this category.] 3 has a net exposure in government bonds with the fiscal annual average of
- Translation - Page 1 of 6 CBG 006/2020 20 February 2020 Subject Management discussions and analysis for the fiscal year ended 31 December 2019 To President The Stock Exchange of Thailand We
maintain the capital adequacy or capital reserve, the applicant shall notify the Office in writing immediately of such matters; □ (2) Audited financial statement with auditor’s opinion for this fiscal year
statement with auditor’s opinion for this fiscal year compared with the preceding year. □ 2. Supporting documents for consideration under Clause 4 (2): □ (1) Violation record, under the law specified in the
the end of previous fiscal year, which was resulted from the adoption of accounting standard TFRS 9 by calculating the expected credit loss (ECL Model) together with probable forward looking
date of securities. Clause 8 The reports on financial and non-financial information are as follows: (1) financial statement; (2) financial report for the first half of the fiscal year; (3) interim
2018 Annual General Meeting of Shareholders to acknowledge the report on the Company’s business operation for the fiscal year ended March 31, 2018; 2. Approved to propose to the 2018 Annual General