to promote clarity in practice and for the Office to effectively monitor the operation. Clause 26. In the case where the Office finds that that any securities company violates or fails to comply with

securities company violates or fails to comply with this Notification or code of conducts prescribed by the securities company for the implementation of this Notification or acts inappropriately as a

for the Office to effectively monitor the operation. Clause 26 . In the case where the Office finds that that any securities company violates or fails to comply with this Notification or code of

management company should know whether the employer has remitted the money to the fund. Where the employer fails to remit such money into the fund within the prescribed period, the management company should

, within the next business days from the date prescribed by the law, the management company should know whether the employer has remitted the money to the fund. Where the employer fails to remit such money

lessee and the REIT that in case the guarantor of income fails to comply with the contract of income guarantee, it shall be deemed that the lessee has breached 24 Amended by the Notification of the Capital

the disqualification, and shall inform the SEC Office of such correction within 3 business days from the day the correction is completed. In cases where the mutual fund supervisor fails to correct the

Offer Agent by submitting Form A-3 of Attachment 1 for the ordinary shares, and Form C-3 of Attachment 3 for Non-Voting Depository Receipts (“NVDR”). In the event that any Offeree fails to declare such

additional requirement for the applicant to comply with. Clause 9/17 In case an applicant fails to comply with the post-offering rules related to advertisement under Part 2 or Part 3, the applicant shall

at the end of December 2018 and the second period starts will be at the end of June 2019. If the debtor fails to pay, it shall be deemed as the failure of payment as a whole and the debtor agrees for