who violate or fail to perform to comply with the standard under (1). Clause 24. In the case where it appears that the management company’s staffs violate or fail to perform in accordance with standard
prohibited characteristics of personnel in securities businesses. In case the applicant appears to possess any prohibited characteristics, the Office shall proceed in accordance with the rules and procedures
causes a movement or change in the client’s assets under custody of such securities company or in cases under the second paragraph. In cases where it appears that a client does not have any transaction
of such securities company or in cases under the second paragraph. In cases where it appears that a client does not have any transaction which causes a movement or change in the client’s assets for a
of such securities company or in cases under the second paragraph. In cases where it appears that a client does not have any transaction which causes a movement or change in the client’s assets for a
disposal of assets for two times in March and April 2018. However, it appears that there was no other interested party submitted the offer for the asset; as such, the Company has to have the resolution of
adequate cash and liquidity to pay for shares in this investment However, when at the time the payment is due, if it appears that the company does not have enough cash flow, the Company has contacted the
comply with the standard under (1). Clause 24. In the case where it appears that the management company’s staffs violate or fail to perform in accordance with standard as specified in Clause 24 and such
re- place purchased PTA appears well timed. In Asia, firstly the formation of a 50:50 JV in India in September 2016 led to subsequent de- consolidation of superior margin India PET business and
applicant is qualified in accordance with Clause 10, it appears later that the applicant is unable to maintain the qualifications in accordance with the criteria specified in this Division, the applicant