licensee can demonstrate its possession of: (a) good and efficient management; (b) efficient policies and measures on prevention of conflicts of interest, prevention of access to inside information between
Audit Committee member or director has an opinion that differs from or conflicts with the opinion of the Board of Directors as specified in Article 7. Please be informed accordingly. Yours sincerely, (Mr
opinion of the Board of Directors regarding the elimination of conflicts of interest The Board of Directors’ meeting No.2/2020 on 17 March, 2020, approved a resolution to buy the shares in KTMS from Ms
Elimination of the Conflicts of Interest 3. Information on the Connected Transaction of Buying shares in Medical Vision Co., Ltd of KT Medical Service Co., Ltd from Ms. Kanjana Pongpatanadecha. 4. Information
having conflicts of interest Type of Conflict of Interest a) Mr. Hsu, Shen-Hsiung Chairman of XYZ-Suzhou b) Mr. Yu, Shih-Tung Director of XYZ-Suzhou 8. Comments of directors on the validity of the
cause any conflicts of interest with the management of mutual funds; (2) Having attained the age of twenty; (3) Having passed the fundamental knowledge examination for professionals administered by a
positions in such management company except where such positions are under the vertical line of command or do not cause any conflicts of interest with the management of mutual funds; (2) Having attained the
conflicts of interest with management of funds, or (b) being the position of director or derivatives investment manager or the position under Clause 7 (2) (a); (4) the appointee shall not be an employee or