accordance with the criteria as follows: (1) the derivatives broker shall maintain its net capital as at the end of any business day in the amount not less than 15 million baht and not less than 7% of the

accordance with the criteria as follows: (1) the derivatives broker shall maintain its net capital as at the end of any business day in the amount not less than 15 million baht and not less than 7% of the

accordance with the criteria as follows: (1) the derivatives broker shall maintain its net capital as at the end of any business day in the amount not less than 15 million baht and not less than 7% of the

partners who are affected by the closing of department stores. However, in order to maintain the operating results to be least affected by the situation. The company would like to explain the measures that

control and compliance with good business practices; (3) being able to maintain capital funds and reserve fund in compliance with the law establishing or controlling business undertaking of the applicant

Exchange Commission   Sor Thor. 13/2561 Detailed Rules on Maintenance of Capital of Investment Advisors and Derivatives Advisors and Provisions in Case of Failure to Maintain Capital 17/01/2018 01/04/2018

Exchange Commission   Sor Thor. 13/2561 Detailed Rules on Maintenance of Capital of Investment Advisors and Derivatives Advisors and Provisions in Case of Failure to Maintain Capital 17/01/2018 01/04/2018

terms and conditions, and a cancellation of immediate payment obligation of SABUY258A bond.   Regarding SABUY263A bonds:(1) A waiver of the obligation to maintain the net debt-to-equity ratio

Development Master Plan (CMDMP). 3. Net Capital requirements of securities firms Securities companies will be required to maintain additional 7 percent net capital as a cushion for their derivative liabilities

each type of capital market products and investment proportion. Trading orders will be executed according to the selected portfolio advisory and will be monitored and rebalanced to maintain its