Education The Joint Doctoral of Business Administration (Accounting), Chulalongkorn University Master of Accounting, Middle Tennessee State University, U.S.A. Master of Business Administration, Middle
the Office of Securities and Exchange Commission No. Sor Thor/Nor. 45/2559 Re: Rules in the Detail of Regulations Concerning the Establishment of Risk Management System for Business Continuity of
securities dealing which is not limited to debt instruments. Clause 2 A securities company should arrange a risk management system according to the following guidelines: (1) determining a policy and an
licenses as trading centers, brokerage firms or traders for digital assets can apply for official licenses at SEC from now on. The standardized work systems, good risk management and well-prepared
risk management, readiness of work systems and personnel, analysis and selection of digital assets to invest, and investment tracking tools, etc. Listed companies should also consider disclosure of
digital assets and keys* and ensure safety of clients’ assets. The regulations cover the following requirements: (1) Policy and guidelines for overseeing risk management and management of digital
the required capital that reflects risks associated with custody of clients’ assets and helps bring good risk management. Net capital (NC) requirement will be applied for the digital asset businesses