-up capital of 500 million baht for undertaking the following businesses ? brokerage, dealing and underwriting of securities, investment advisory, mutual fund/private fund management, securities
digital asset dealer.Compared to securities business, digital asset businesses have not yet expanded into digital asset advisory service and digital asset fund management. Earlier, securities companies
Advisory Services บริษัท อีวาย คอร์ปอเรท เซอร์วิสเซส จำกัด - Dr.Theresa Devasahayam, ASEAN LCEP Gender Lead นางช่อทิพย์ เศวตรุนทร์ ผู้อำนวยการ ฝ่ายตราสารหนี้ ขณะ
of research analysis by non-licensed business operators may be regarded as carrying out the investment advisory service business because such promulgation must only be made by a licensed business
various categories consisting of: (1) equity brokerage, (2) equity dealing, (3) equity underwriting, (4) investment advisory service, and (5) securities borrowing and lending.
อิสระระหว่างประเทศด้านสิ่งแวดล้อม โดยมี Mr. Donald Kanak, Chairman of Prudential Insurance Growth Markets, Mr. Eric Lalo, Head of Sovereign Advisory, Rothschild & Co และ Mr. Ephyro L. Amatong
), private equity trust and ASEAN CIS. Therefore, banks and their subsidiaries could seek business opportunities and expand customer base from providing financial advisory services or becoming DR
brokerage, securities dealing, investment advisory, securities underwriting, mutual fund management, private fund management and derivatives agents, etc.
companies that operate business in the categories of securities brokerage, dealing, investment advisory and underwriting, as well as mutual fund management, private fund management, venture capital
e-service Online Submission See canceled document Investment Advisory >> Business Operation Rules Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange