the Securities and Exchange Act (No. 4) B.E. 2551 (2008) hereby issues the following regulations: Clause 1 This Notification shall come into force as from 31 March 2009. Clause 2 In this Notification
Exchange Act (No.4) B.E. 2551 (2008) hereby issues the following regulations: Clause 1 This Notification shall come into force on 1 September 2009. Clause 2 The Notification of the Capital Market Supervisory
) B.E. 2551 (2008) hereby issues the following regulations: Clause 1 This Notification shall come into force on 1 September 2009. Clause 2 The Notification of the Capital Market Supervisory Board No. Tor
accountable persons and the responsible persons for the allocation and management of the information technology resources under Clause 5(2). 3. The information security policy under the provision of Clause 5(3
accountable persons and the responsible persons for the allocation and management of the information technology resources under Clause 5(2). 3. The information security policy under the provision of Clause 5(3
Securities and Exchange Act B.E. 2535(1992), mutatis mutandis; (4) any other provision which does not contradict or contravene the covenants under sub clause (1), (2) and (3). Clause 14 In case the REIT has a
accordance with the Notification of the Office of the Securities and Exchange Commission. Clause 2/1 1 The provision as prescribed in Clause 3 shall not be applicable to a derivatives broker which has ceased
: Maintenance of Financial Position of Licensed Derivative Brokers (No. 2) dated 2 May 2006, which came into force on 16 May 2006; 4 Clause 2/11 The provision as prescribed in Clause 3 shall not be applicable to
Licensed Derivative Brokers (No. 2) dated 2 May 2006, which came into force on 16 May 2006; 4 Clause 2/11 The provision as prescribed in Clause 3 shall not be applicable to a derivatives broker which has
with the Notification of the SEC Office. Clause 4 The provision as prescribed in Clause 3 shall not be applicable to a securities company which has ceased operation of all kinds of securities business