out on the website of the SEC Office. Clause 17 The foreign personnel under Clause 16 shall be fully qualified as follows: (1) being reliable and highly capable of providing information or advice on the
Foreign Currency (No. 4) dated 23 November 2020 (Effective from 1 January 2021). 8 Clause 17 The foreign personnel under Clause 16 shall be fully qualified as follows: (1) being reliable and highly capable
cover at least the following matters: (1) having a system capable of supporting trading volumes adequately and checking the ability of the service user’s to repay obligations under derivatives and deliver
: (1) having a system capable of supporting trading volumes adequately and checking the ability of the service user’s to repay obligations under derivatives and deliver the underlying goods of
providing service, internal control system and risk management system for the securities borrowing and lending business, which exhibits that the business operator is ready and capable to comply with the rules
exhibits that the business operator is ready and capable to comply with the rules applicable to the undertakings falling outside the previous restriction. Clause 11. This Notification shall come into force
lending business, which exhibits that the business operator is ready and capable to comply with the rules applicable to the undertakings falling outside the previous restriction. Clause 11. This
Commission (MIC) 5/18 approval permit and also the commencement date of construction which is informed in written from HSMC. HSMC is able to expand or postpone the construction period up to 2 times. If the
rating, and is capable of operating the work impartially and fairly. The investment advisory company shall submit an application for approval to the Office together with the document evidences as