strictly monitor and supervise their investment consultants to follow such requirements, the SEC may consider that they have inefficient compliance systems and may pursue further actions.?The trading volume
SEC intends to revise its regulations on information disclosure of green bond offering for those who need to issue and offer green bonds in compliance with international standards. Additional
compliance with the law. Thus, the offenders became subject to the penalties under Section 300 in conjunction with Section 33, and liable to the penalties under Section 268 of the SEA. The total fine amount
their risk level in compliance with the governing rules.
lifestyles. In addition, the government has launched NDID project that will be the country’s central infrastructure for service providers in both public and private sector in compliance with ease of doing
obtain insufficient evidences concerning purchasing of machinery and other items as well as non-compliance with generally accepted accounting principles concerning disclosure in the notes to financial
standards of conduct, especially the executives who oversee compliance of business operators in accordance with the law, standards and ethics of business operation, to build investors’ confidence
performance of introducing broker agents, and (3) establishment of compliance unit of digital asset business operators to be in line with the regulations governing securities business operators and
protection of human rights and in compliance with international codes of ethics, and (4) operating with transparency and having a fair procurement system against frauds and bribery. “SEC gives an