found Note : * refers to inactivated derivatives broker Registered Derivatives Broker is able to engage in derivative business only with Institutional Investors Investor which is a financial institution
with Institutional Investors Investor which is a financial institution under the Commercial Banking Act, securities company, non-life insurance company, life insurance company, statutory company, mututal
financial statements in compliance with the International Accounting Standards Board (IASB) or the American Institution of Certified Public Accountants (AICPA) or the Financial Accounting Standards Board
following entities: (1) the International Accounting Standards Committee; (2) the American Institution of Certified Public Accountants or the Financial Accounting Standards Board in cases where the accounting
company; "financial institution" means any financial institution in accordance with law on interest on loan granted by financial institution; "SEC Office" means the Office of the SEC. Clause 2 No
from any financial institution. Despite the fact that the conditions for receipt the financial assistance from the Mahachai Group might not be commercially reasonable, in order for the company to
including derivatives fund managers being a financial institution regulated by other agencies; “ electronic data ” means data that are created, sent , received, stored or processed through electronic
derivatives fund managers being a financial institution regulated by other agencies; “electronic data” means data that are created, sent , received, stored or processed through electronic procedures
financial institution or an investment (as the case may be https://publish.sec.or.th/nrs/3890pe.doc < > > < > > Previous First 4 5 6 7 ... Last Next