without fully explaining the fund's features nor giving the fund fact sheet to the client for self-study. The client misunderstood that the trigger fund was a fix-income fund similar to the product of the
Bangkok, March 20, 2015 ? The SEC urges shareholders of EMC Plc. (EMC) to study information and exercise voting rights, at the upcoming EMC shareholders? meeting on March 25, 2015. EMC proposed to
Supervisory Board No. Tor Nor. 41/2564 Re: Provisions relating to Offering for Sale of Units of Collective Investment Schemes between Hong Kong Special Administrative Region of the People’s Republic of China
Collective Investment Scheme and APEC Asia Region Funds Passport By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No
ในเอเชียตามกรอบเอเปค หรือ Asia Region Funds Passport (ARFP) โดยได้ออกประกาศคณะกรรมการกำกับตลาดทุน และประกาศสำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ รวมจำนวน 7 ฉบับ ซึ่งมีผลใช้บังคับ
accredited investors in non-investment grade or unrated bonds, issuing regulations on investment in and issuance of financial instruments of the countries in the Greater Mekong Sub-region (GMS). Investors will
region.?? ------------------Notes: 1. The ASEAN Capital Markets Forum (ACMF) is a high-level grouping of ASEAN securities regulators established under the auspices of the ASEAN Finance Ministers in 2004.2
and medium-size enterprises (SMEs) and startups in Thailand and Asian region toward utilizing advanced technology, such as crowdfunding, to raise fund. With those businesses? capability to raise fund
Executive Leader จาก Australian Securities and Investments Commission (ASIC) ประเทศออสเตรเลีย เลขาธิการ ก.ล.ต. ได้แลกเปลี่ยนประสบการณ์ในฐานะที่ ก.ล.ต. เป็นประธานของ Asia Region Funds Passport (ARFP) และประธาน
No. 21, six levels higher than No. 27 in the preceding year, and No. 5 within the Asia-Pacific region. Two areas of better performances were (1) Dealing with Construction Permits and (2) Protecting