regulate country’s financial system, issue regulations and control financial institutions, circulate banknotes, supervise international money transfers, and monitor exchange rate of Thai Baht against foreign
developmental efficiency, supervision and investor protection appropriately in all aspects. Regarding digital assets , SEC must closely monitor and supervise digital asset https://www.sec.or.th/EN/Pages
digital assets , and lessen chance for people on deception or be at disadvantages as well as allow the public sector to have tools to monitor https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8285 SEC
, related intermediaries and those who transact with digital assets , and lessen chance for people on deception or be at disadvantages as well as allow the public sector to have tools to monitor https
monitor https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8285 Investor Alert : DGC ( Digital Gold Coin) DGC ( Digital Gold Coin) : Unapproved public offering of digital token (Disclosure Date : 13/04
entail ongoing surveillance, once a credit rating is published, the CRA should monitor the credit rating on an ongoing basis by: a. reviewing the creditworthiness of the rated entity or obligation
will closely coordinate with the SET to monitor stock trading activities and solve the problem in advance. Another aspect of the supervisory task is to improve risk management procedures of securities
1.5 Where an Institutional Investor outsources its stewardship duties and responsibilities, the Institutional Investor should monitor the discharge of these duties and responsibilities to ensure that
, report or relevant document to the SEC Office within appropriate period, whether general or case-by-case basis without excessive burden to the intermediary , in order to monitor the compliance with this