experience in asset appraisal; Having a total number of the appraisers not less than 5 persons. In this regard, at least 2 persons shall be lead appraisers obtaining approval from the SEC; Not appearing that
operation until further instructed, while obtaining a proper license is mandate for other operators before beginning the business operation. Therefore, investors are strongly advised to be extra cautious
approving digital asset licensing came into force on 24 July 2018. Both existing businesses that already operate a digital business before the legal enforcement or newcomers who are interested in obtaining
Associated Person hold investment units over one-third of the units outstanding, directly or indirectly, possibly from causes such as increasing investments, obtaining a waiver as an eligible case specified
Associated Person hold investment units over one-third of the units outstanding, directly or indirectly, possibly from causes such as increasing investments, obtaining a waiver as an eligible case specified
obtaining the Minister’s approval in form and together with supplementary documents specified in the SEC’s Notification as published in the Government Gazette. Where the approved person fails to establish
Warrants on TCAP Issued by KS # A TCAP11C2303A 5 Call Warrants on SAFE-R Issued by MACQ # A TENCEN28C2303A 5 Call Warrants on SAFE-R Issued by MACQ # B TENCEN28C2303B 5 Put Warrants on SAFE-R Issued by MACQ
QH42C2304G 5 Call Warrants on SAFE-R Issued by MACQ # A TENCEN28C2304A 5 Put Warrants on SAFE-R Issued by MACQ # A TENCEN28P2304A 5 Put Warrants on SAFE-R Issued by MACQ # B TENCEN28P2304B 5 Call Warrants on
when no longer required; 2.3 consider risks of media degrading while stored information is still needed and methods on how to handle such risks in case of prolonged storage; 2.4 keep all media in a safe
be prudent. The management company should examine the procedure for obtaining the resolution and vote counting. In preparing a report on the resolution in order to amend the mutual fund scheme, the